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SEC Rule 10b-5
Results: 780

#	Item
551	ADMINISTRATIVE PROCEEDING FILE NO[removed]UNITED SECURITIES Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-11-26 14:49:59 Financial regulation Securities Exchange Act Securities Act SEC Rule 10b-5 United States Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
552	Microsoft Word - Complaint.FINAL.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-31 13:08:35 SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Insider trading Securities and Exchange Commission Scienter United States securities law Law Government
553	Microsoft Word - SEC v Hawk[removed]Complaint Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-31 13:08:37 Economics Financial regulation Financial system SEC Rule 10b-5 Insider trading Securities regulation in the United States Securities Exchange Act Acme Packet Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
554	Microsoft Word - Matrixx -final 11.11 Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:18:51 Scienter Private Securities Litigation Reform Act Amicus curiae North American Securities Administrators Association SEC Rule 10b-5 Securities fraud Matrixx Initiatives Inc. v. Siracusano Law United States securities law Tellabs Inc. v. Makor Issues & Rights Ltd.
555	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-25 10:26:15 United States Securities and Exchange Commission Economics Financial system GSI Commerce Insider trading Securities Exchange Act SEC Rule 10b-5 Securities and Exchange Commission Electronic commerce United States securities law Business 73rd United States Congress
556	SEC Complaint: Stephen B. Gray Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-26 13:05:19 Financial regulation Financial system Economics New Deal Securities Act Securities regulation in the United States SEC Rule 10b-5 Securities Exchange Act Insider trading United States securities law 73rd United States Congress United States Securities and Exchange Commission
557	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 25, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-04-25 10:25:55 Corruption Financial system 73rd United States Congress United States Securities and Exchange Commission Insider trading GSI Commerce Securities Exchange Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States securities law Financial regulation Economics
558	Complaint Against Eric J. Aronson et al. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-10-06 14:51:29 Securities regulation in the United States SEC Rule 10b-5 Bankruptcy in the United States Securities and Exchange Commission Government Financial regulation United States United States securities law U.S. Securities and Exchange Commission Securities Exchange Act
559	[removed]In the Supreme Court of the United States _____________ ERICA P. JOHN FUND, INC., Petitioner, v. Add to Reading List Source URL: www.nasaa.org Language: English - Date: 2013-06-27 16:16:35 Financial regulation Private Securities Litigation Reform Act SEC Rule 10b-5 Securities Exchange Act Securities regulation in the United States Securities Act Securities fraud North American Securities Administrators Association U.S. Securities and Exchange Commission United States securities law Financial economics Financial system
560	Microsoft Word[removed]Bitcoin Complaint (FINAL) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-07-23 11:20:58 Financial regulation Bitcoin Peer-to-peer computing Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Securities Act SEC Rule 10b-5 Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission

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